Yuk Ting Wong
黃鈺婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ting Wong (黃鈺婷), a licensed former licensee with CE reference ADH966. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2013-03-05 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2013-03-05 | 2018-02-01 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2013-01-12 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2013-01-12 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-01 | 2011-10-19 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-26 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-26 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-26 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-02-26 | 2010-11-01 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-18 | 2006-09-27 |