Kwan Yee So
蘇坤儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yee So (蘇坤儀), a licensed former licensee with CE reference AUZ985. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2010-04-12 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2010-04-12 | 2018-02-01 |