Ye Zhao
趙曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Zhao (趙曄), a licensed Representative with CE reference BAD298. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.8 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-03 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-16 | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-16 | 2013-07-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-29 | 2013-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.