Zhen Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Wang (王鎮), a licensed Responsible Officer with CE reference AZC796. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 10.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2024-03-05 | 2024-09-02 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-28 | 2020-03-07 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-31 | 2017-12-28 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-26 | 2020-03-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-03-09 | 2017-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhen Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.