James Ming Yao Chia
謝名耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ming Yao Chia (謝名耀), a licensed Representative with CE reference AZB028. Currently licensed at 1 firm(s): Athos Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 - Asset management | 2018-03-19 | present |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-14 | 2018-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-02-22 | 2012-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ming Yao Chia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.