Yu Kai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kai Chan (陳裕楷), a licensed Responsible Officer with CE reference AYC303. Currently licensed at 1 firm(s): VSFG Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-08 | present |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-08 | present |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-08 | present |
| VSFG Asset Management Limited 意博資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-03 | 2023-02-08 |
| VSFG Asset Management Limited 意博資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-03 | 2023-02-08 |
| VSFG Asset Management Limited 意博資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-03 | 2023-02-08 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-20 | 2022-09-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-20 | 2022-09-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-07-20 | 2022-09-30 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2017-09-04 | 2017-12-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-09-26 | 2015-07-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-09-26 | 2015-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Kai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.