Shing Chi Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Chi Wong (黃承志), a licensed Representative with CE reference AOS348. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 15.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-18 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-14 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-14 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-12-16 | 2023-07-21 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-23 | 2023-07-21 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2021-04-23 | 2023-07-21 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 - Asset management | 2021-04-23 | 2021-12-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2020-05-22 | 2021-04-23 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-17 | 2021-04-23 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-17 | 2021-04-23 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-01 | 2020-03-21 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-04 | 2020-03-21 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-11 | 2014-06-07 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-07 | 2014-06-07 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-19 | 2014-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Chi Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.