Hoi Yan Lee
李凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Lee (李凱恩), a licensed Responsible Officer with CE reference AXZ043. Currently licensed at 1 firm(s): Prosper Voyage Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.0 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-19 | present |
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-18 | 2016-07-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-05 | 2016-04-26 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-11-05 | 2016-04-26 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-12 | 2015-11-05 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-12 | 2015-11-05 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2014-02-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-30 | 2014-02-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-30 | 2014-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.