Lorraine Li Yi Kong
龔立儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorraine Li Yi Kong (龔立儀), a licensed former licensee with CE reference AXE884. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-23 | 2021-02-26 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-17 | 2011-11-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-17 | 2011-11-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-17 | 2011-11-19 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-19 | 2011-09-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-19 | 2011-09-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-19 | 2011-09-16 |