Chiu Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wai Chan (陳超偉), a licensed Responsible Officer with CE reference AOQ601. Currently licensed at 2 firm(s): GF Capital (Hong Kong) Limited, GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 18.1 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-26 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-16 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-06-16 | 2026-06-26 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-01-02 | 2026-04-29 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-12-06 | 2024-01-02 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-02-08 | 2023-09-02 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-14 | 2022-02-08 |
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-05-07 | 2021-08-31 |
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-04 | 2019-05-07 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-10 | 2019-02-07 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-31 | 2019-01-10 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-14 | 2018-11-24 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-03 | 2017-09-14 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-05 | 2017-02-13 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-15 | 2014-06-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-03 | 2013-03-22 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-28 | 2010-04-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-07 | 2007-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.