Hye Soo Lee

李惠秀
CE No. AXV597 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hye Soo Lee (李惠秀), a licensed Responsible Officer with CE reference AXV597. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 8.

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Licence history

FirmRoleRegulated activityFromTo
IFM Investors (HK) Ltd RO Type 1 - Dealing in securities 2021-06-21 present
IFM Investors (HK) Ltd RO Type 4 - Advising on securities 2021-06-21 present
IFM Investors (HK) Ltd RO Type 9 - Asset management 2021-06-21 present
IFM Investors (HK) Ltd Rep Type 1 - Dealing in securities 2019-01-28 2021-06-21
IFM Investors (HK) Ltd Rep Type 4 - Advising on securities 2019-01-28 2021-06-21
IFM Investors (HK) Ltd Rep Type 9 - Asset management 2019-01-28 2021-06-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2011-08-15 2016-09-30
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-08-15 2016-09-30

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Hye Soo Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Neil Michael Doherty IFM Investors (HK) Ltd 2019–present
Wing Hang Chung IFM Investors (HK) Ltd 2019–present
Victor Ly IFM Investors (HK) Ltd 2019–present
Yihong Zhu IFM Investors (HK) Ltd 2019–present
Wei Sun Teh IFM Investors (HK) Ltd 2023–present
Mark McClatchey IFM Investors (HK) Ltd 2019–2021
Peter William Swarbreck IFM Investors (HK) Ltd 2023–present
Nicholas Siu Hong Koh IFM Investors (HK) Ltd 2019–2021
Jae Hyung Kim IFM Investors (HK) Ltd 2024–present
Hoi Yi Lau IFM Investors (HK) Ltd 2024–present
Pui Suen Suen IFM Investors (HK) Ltd 2025–present
Nicholas J Hyde IFM Investors (HK) Ltd 2019–2020
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