Vincent Ming Chi Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Ming Chi Kwan (關明智), a licensed Responsible Officer with CE reference AXQ716. Currently licensed at 1 firm(s): Kietex Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 - Advising on securities | 2025-03-13 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 - Asset management | 2025-03-13 | present |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-24 | 2025-03-13 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 - Asset management | 2024-05-24 | 2025-03-13 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2011-07-21 | 2018-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Ming Chi Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.