Yuen Fai Shum
沈遠輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Fai Shum (沈遠輝), a licensed Responsible Officer with CE reference AXG206. Currently licensed at 1 firm(s): Mint Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mint Capital Limited | RO | Type 4 - Advising on securities | 2026-06-25 | present |
| Mint Capital Limited | RO | Type 9 - Asset management | 2026-06-25 | present |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 4 - Advising on securities | 2023-12-28 | 2026-05-11 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 9 - Asset management | 2023-12-28 | 2026-05-11 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-03 | 2023-12-28 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 9 - Asset management | 2023-11-03 | 2023-12-28 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-12-24 | 2023-08-31 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-24 | 2023-08-31 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-21 | 2020-12-24 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-12-21 | 2020-12-24 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-09 | 2020-11-30 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-09 | 2020-11-30 |
| SFG Fund Limited | RO | Type 9 - Asset management | 2018-07-24 | 2019-12-15 |
| SFGHK Limited | RO | Type 1 - Dealing in securities | 2017-09-07 | 2019-12-15 |
| SFGHK Limited | RO | Type 4 - Advising on securities | 2017-09-07 | 2019-12-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-07 | 2017-08-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2017-04-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2017-04-02 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-02 | 2017-04-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-22 | 2015-02-09 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-22 | 2015-02-09 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-19 | 2014-01-08 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-19 | 2014-01-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2012-05-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-04 | 2012-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Fai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.