Ka Hou Lam
林家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hou Lam (林家豪), a licensed former licensee with CE reference AHL311. This person has 21.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2026-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-22 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-04-22 | 2026-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-29 | 2015-09-18 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-29 | 2015-09-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-21 | 2013-04-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-05 | 2013-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hou Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ming Wai Chow | Duncan Futures Limited | 2013–2015 |
| Chi Ming Cheng | Duncan Futures Limited | 2013–2015 |
| Chui Yee Cheung | Duncan Futures Limited | 2013–2015 |
| Chi Kin Lai | Duncan Futures Limited | 2013–2015 |
| Kwo Lau | Duncan Futures Limited | 2013–2015 |
| Wing Lun Kwok | Duncan Futures Limited | 2013–2015 |
| Hong Hai Pun | Duncan Futures Limited | 2013–2015 |
| Fung Shek | Duncan Futures Limited | 2013–2015 |
| Hoi Ki Wong | Duncan Futures Limited | 2013–2015 |
| Chung Tin Choi | Duncan Futures Limited | 2013–2015 |
| Yingda Shao | Mason Securities Limited | 2013–2015 |
| Chiu Chan Lok | Duncan Futures Limited | 2013–2015 |
| Kin Kei Tam | Duncan Futures Limited | 2014–2015 |
| Ka Hei Chong | Duncan Futures Limited | 2014–2015 |
| Ka Wai Lam | Duncan Futures Limited | 2014–2015 |
| Pui Yu Chiu | Duncan Futures Limited | 2014–2015 |
| Kit Piu Leung | Duncan Futures Limited | 2013–2014 |
| Rena Choi Ying Mo | Duncan Futures Limited | 2013–2015 |
| Windy Sau Ha Chan | Duncan Futures Limited | 2013–2015 |
| Philip Ho Hei Chiu | Duncan Futures Limited | 2013–2015 |