Wai Kin Lau
劉偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lau (劉偉健), a licensed Responsible Officer with CE reference AWW395. Currently licensed at 1 firm(s): Gate3 Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gate3 Capital Limited |
RO | Type 4 - Advising on securities | 2025-06-26 | present |
| Gate3 Capital Limited |
RO | Type 9 - Asset management | 2025-06-26 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-20 | 2012-05-12 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2011-04-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2011-04-22 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-25 | 2011-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.