Shun Wah So
蘇順華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Wah So (蘇順華), a licensed former licensee with CE reference AWU568. This person has 4.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-11-24 | 2016-04-01 |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-11-24 | 2016-04-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-18 | 2014-06-30 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-18 | 2014-06-30 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-14 | 2013-02-15 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-14 | 2013-02-15 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-18 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-18 | 2011-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shun Wah So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.