David Sean Linker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sean Linker ( ), a licensed former licensee with CE reference AEU883. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-01 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-21 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 — Advising on securities | 2010-12-21 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 — Asset management | 2010-12-21 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2010-12-21 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-28 | 2010-12-21 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | 2008-04-28 | 2010-12-21 |