Lu Jin
金路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Jin (金路), a licensed former licensee with CE reference AWT304. This person has 13.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redient Capital HK Limited | RO | Type 4 - Advising on securities | 2025-03-20 | 2025-11-11 |
| Redient Capital HK Limited | RO | Type 9 - Asset management | 2025-03-20 | 2025-11-11 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-27 | 2024-05-07 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-27 | 2024-05-07 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-19 | 2017-11-27 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-19 | 2017-11-27 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 - Asset management | 2015-03-06 | 2017-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-04 | 2015-02-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2011-03-04 | 2015-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Jin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.