Nan Fang
方南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Fang (方南), a licensed former licensee with CE reference BBE280. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | 2022-08-01 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-07 | 2022-08-01 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-09-10 | 2016-10-03 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-09-10 | 2016-10-03 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2013-09-10 | 2016-10-03 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-23 | 2013-09-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-23 | 2013-09-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-23 | 2013-09-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-04-23 | 2013-09-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-04-23 | 2013-09-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-04-23 | 2013-09-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-23 | 2013-09-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2013-04-23 | 2013-09-10 |