Weipeng Kong

孔維鵬
CE No. AVQ815 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Weipeng Kong (孔維鵬), CE reference AVQ815. Currently licensed at 1 firm(s): Sino-Ocean Investment Management Limited. Total licence records on file: 33.

Licence history

FirmRoleRegulated activityFromTo
Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
RO Type 4 — Advising on securities 2021-06-30 present
Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
RO Type 9 — Asset management 2021-06-30 present
Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
Rep Type 4 — Advising on securities 2021-05-11 2021-06-30
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 1 — Dealing in securities 2020-02-25 2021-02-26
Haitong International Futures Limited
海通國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2020-02-25 2021-02-26
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 4 — Advising on securities 2020-02-25 2021-02-26
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2019-12-19 2020-02-25
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-12-19 2020-02-25
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2019-12-19 2020-02-25
Haitong International Futures Limited
海通國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2017-02-23 2019-07-15
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 4 — Advising on securities 2017-02-23 2019-07-15
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 1 — Dealing in securities 2014-05-09 2019-07-15
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2014-02-28 2017-02-23
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2013-06-27 2017-02-23
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2013-06-11 2014-05-09
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 4 — Advising on securities 2013-06-11 2013-12-24
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 9 — Asset management 2013-06-11 2013-12-24
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 4 — Advising on securities 2010-12-01 2013-05-15
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
RO Type 4 — Advising on securities 2010-12-01 2013-05-15
Haitong International Asset Management Limited
海通國際資產管理有限公司
RO Type 4 — Advising on securities 2010-12-01 2013-05-15
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
RO Type 5 — Advising on futures contracts 2010-12-01 2013-06-11
Haitong International Asset Management Limited
海通國際資產管理有限公司
RO Type 5 — Advising on futures contracts 2010-12-01 2013-06-11
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 9 — Asset management 2010-12-01 2013-05-15
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
RO Type 9 — Asset management 2010-12-01 2013-05-15
Haitong International Asset Management Limited
海通國際資產管理有限公司
RO Type 9 — Asset management 2010-12-01 2013-05-15
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2010-08-11 2010-12-01
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 4 — Advising on securities 2010-08-11 2010-12-01
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 4 — Advising on securities 2010-08-11 2010-12-01
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 5 — Advising on futures contracts 2010-08-11 2010-12-01
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 5 — Advising on futures contracts 2010-08-11 2010-12-01
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 9 — Asset management 2010-08-11 2010-12-01
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 9 — Asset management 2010-08-11 2010-12-01
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 9 — Asset management 2010-08-11 2010-12-01

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