Derek Wai Man Mok
莫偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Wai Man Mok (莫偉民), a licensed former licensee with CE reference AMC666. This person has 17.2 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-07 | 2025-12-31 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-07 | 2025-12-31 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-08-07 | 2025-12-31 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-27 | 2019-08-07 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-27 | 2019-08-07 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-03-27 | 2019-08-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-22 | 2018-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-22 | 2018-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-22 | 2018-12-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-25 | 2016-09-27 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-03-25 | 2016-09-27 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 - Asset management | 2015-03-25 | 2016-09-27 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-28 | 2015-03-25 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-28 | 2015-03-25 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-08-13 | 2015-01-26 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2014-08-13 | 2015-01-26 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-04-30 | 2014-08-13 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-10-31 | 2014-03-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-10-31 | 2014-03-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-05 | 2014-03-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-05 | 2014-03-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-05 | 2014-03-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-05 | 2014-03-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-05 | 2014-03-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2011-01-05 | 2014-03-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-14 | 2010-12-15 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2008-01-22 | 2010-12-15 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2008-01-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-05 | 2008-01-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-11-05 | 2008-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Wai Man Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.