Siu Fai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Ng (吳紹徽), a licensed Representative with CE reference AWS462. Currently licensed at 4 firm(s): Emperor Asset Management Limited, Emperor Futures Limited, Emperor Securities Limited, Emperor Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-28 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-26 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-28 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-28 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-28 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-28 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.