Yuanjie Xu
徐元杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanjie Xu (徐元杰), CE reference BCX231. Currently licensed at 3 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited, Emperor Futures Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-26 | present |
| Parametrica Management Limited |
Rep | Type 9 — Asset management | 2016-11-08 | 2017-03-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-02-19 | 2016-05-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-19 | 2016-05-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-19 | 2016-05-12 |