Florent Roland Christian Sabot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florent Roland Christian Sabot, a licensed Responsible Officer with CE reference AWD111. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 2.4 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-09 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-09 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | 2025-12-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | 2025-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-10-31 | 2015-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-10-31 | 2015-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-10-31 | 2015-04-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2010-11-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2010-11-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-27 | 2010-11-10 |