Wai Ho Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Lam (林煒壕), a licensed Responsible Officer with CE reference AVS360. Currently licensed at 4 firm(s): Bright Smart Securities International (H.K.) Limited, Bright Smart Futures & Commodities Company Limited, Bright Smart Forex Limited, Bright Smart Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-11 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-08-11 | present |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2018-04-20 | present |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-03 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-05 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-05 | present |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-07-24 | 2018-04-20 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-16 | 2016-12-05 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-16 | 2016-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ho Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.