Ka Wah Yip
葉嘉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Yip (葉嘉華), a licensed former licensee with CE reference AUZ919. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2019-09-11 | 2022-07-11 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2022-07-11 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-10-30 | 2019-09-11 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-22 | 2022-07-11 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-15 | 2022-07-11 |