Chi Gai Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Gai Tsui (徐祉玠), a licensed Responsible Officer with CE reference AVQ208. Currently licensed at 1 firm(s): Gayang Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 9 - Asset management | 2017-12-21 | present |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-31 | present |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-31 | present |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-03 | 2017-08-31 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-03 | 2017-08-31 |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 - Advising on securities | 2017-01-16 | 2017-06-03 |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 - Asset management | 2017-01-16 | 2017-06-03 |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-16 | 2017-06-03 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2015-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Gai Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.