Simon Shiu Lun Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Shiu Lun Fung (馮紹麟), a licensed Responsible Officer with CE reference AVB880. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Type 1 - Dealing in securities | 2023-02-08 | present |
| T.F.S. Derivatives HK Limited | RO | Type 2 - Dealing in futures contracts | 2023-02-08 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2012-01-03 | 2023-02-08 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2023-02-08 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-26 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-26 | 2011-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-03 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-05-03 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-03 | 2010-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Shiu Lun Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.