Dapeng Xu
徐大鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dapeng Xu (徐大鵬), a licensed Responsible Officer with CE reference AUZ670. Currently licensed at 1 firm(s): ROC Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Capital Management Limited | RO | Type 9 - Asset management | 2021-04-08 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-28 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dapeng Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.