Piers Edward Grainger Buckworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers Edward Grainger Buckworth, a licensed former licensee with CE reference AUT718. This person has 1.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-28 | 2012-08-15 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-28 | 2012-08-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2011-12-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-10 | 2011-12-05 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-26 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-26 | 2011-08-04 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-05-28 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-05-28 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-04-21 | 2010-05-21 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-03-04 | 2010-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Piers Edward Grainger Buckworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.