Wai Fong Chui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fong Chui (徐惠芳), a licensed Representative with CE reference AUQ988. Currently licensed at 2 firm(s): Funderstone Securities Limited, Funderstone Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2026-06-29 | present |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2026-06-29 | present |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | 2026-06-29 | present |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | 2026-06-29 | present |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | 2026-06-29 | present |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-13 | 2026-06-05 |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-05-13 | 2026-06-05 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-23 | 2025-04-24 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-23 | 2025-04-24 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-12-23 | 2025-04-24 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-22 | 2023-07-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-22 | 2023-07-14 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-22 | 2023-07-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-05-22 | 2023-07-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | 2022-08-14 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-05 | 2022-08-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-01 | 2022-08-14 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-10-03 | 2022-08-14 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-12-17 | 2022-08-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-02-26 | 2010-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Fong Chui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.