Howard Ho Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Ho Wai Chan (陳浩維), a licensed Responsible Officer with CE reference ATJ294. Currently licensed at 2 firm(s): Atlantic Asset Management Limited, Glory Sun Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 - Asset management | 2025-07-17 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2025-03-13 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-01 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 - Advising on securities | 2024-03-01 | present |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-22 | present |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-06 | 2025-07-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-15 | 2024-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-05-15 | 2022-09-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-10 | 2020-05-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-26 | 2020-01-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-26 | 2020-01-17 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-06 | 2018-02-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-06 | 2018-02-02 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-11 | 2017-11-03 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-11 | 2017-11-03 |
| Marex Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-02 | 2013-06-24 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-27 | 2012-01-07 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-27 | 2012-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard Ho Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.