David Hantang Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Hantang Chan (陳漢唐), a licensed Representative with CE reference ATH921. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-11-12 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2021-11-12 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-06 | 2010-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-06 | 2010-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Hantang Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.