Rongjun Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongjun Guo (郭榮君), a licensed Representative with CE reference ASW836. Currently licensed at 1 firm(s): Zhongtai International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-20 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-20 | present |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-10 | 2018-08-03 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-10 | 2019-05-12 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-05-10 | 2019-05-12 |
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2012-07-10 | 2013-04-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-04 | 2012-06-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-04 | 2012-06-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-10-04 | 2012-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rongjun Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.