Qi Guo
郭琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Guo (郭琦), a licensed Responsible Officer with CE reference AZB400. Currently licensed at 1 firm(s): Solomon JFZ (Asia) Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.6 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 - Advising on securities | 2026-07-30 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 - Asset management | 2026-07-30 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-02 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-02 | 2026-07-30 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 9 - Asset management | 2026-06-02 | 2026-07-30 |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 4 - Advising on securities | 2025-07-04 | 2026-03-03 |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 9 - Asset management | 2025-07-04 | 2026-03-03 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-18 | 2024-04-30 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-18 | 2024-04-30 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-04 | 2020-12-18 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-04 | 2020-12-18 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-25 | 2017-11-10 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-14 | 2016-11-10 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-14 | 2016-11-10 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-21 | 2015-06-27 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-21 | 2015-06-27 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-21 | 2015-06-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-27 | 2013-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.