Wei Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Guo (郭煒), a licensed Responsible Officer with CE reference ASU040. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-05-02 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-05-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-10 | 2018-05-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-10 | 2018-05-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-06-10 | 2023-01-25 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-30 | 2010-02-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-30 | 2010-02-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-06-30 | 2010-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.