Denis Pierre Henri Lefranc

CE No. ARN065 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denis Pierre Henri Lefranc, a licensed former licensee with CE reference ARN065. This person has 11.8 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
8F Investment Partners HK Limited RO Type 4 - Advising on securities 2021-11-05 2021-12-22
8F Investment Partners HK Limited RO Type 9 - Asset management 2021-01-14 2021-12-22
Nivalis Partners Limited
利華信有限公司
Rep Type 1 - Dealing in securities 2017-01-13 2020-08-12
Nivalis Partners Limited
利華信有限公司
Rep Type 9 - Asset management 2017-01-13 2020-08-12
Edmond de Rothschild Asset Management (Hong Kong) Ltd. RO Type 1 - Dealing in securities 2012-10-09 2016-07-21
Edmond de Rothschild Asset Management (Hong Kong) Ltd. RO Type 9 - Asset management 2012-10-09 2016-07-21
Edmond de Rothschild Securities (Hong Kong) Limited RO Type 1 - Dealing in securities 2011-10-20 2016-07-21
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 1 - Dealing in securities 2010-03-01 2011-03-31
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 4 - Advising on securities 2010-03-01 2011-03-31
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 9 - Asset management 2010-03-01 2011-03-31
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
RO Type 1 - Dealing in securities 2008-09-16 2011-02-17
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
RO Type 4 - Advising on securities 2008-09-16 2011-02-17
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
RO Type 9 - Asset management 2008-09-16 2011-02-17

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