Yin Ng Lam
林賢伍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ng Lam (林賢伍), CE reference ALV041. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-14 | 2020-04-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-08-14 | 2020-04-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2020-04-01 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2017-08-28 | 2019-07-31 |
| Swiss Re Private Equity Partners (Asia) Limited | RO | Type 1 — Dealing in securities | 2007-02-01 | 2012-09-04 |
| Swiss Re Private Equity Partners (Asia) Limited | RO | Type 9 — Asset management | 2005-06-09 | 2012-09-04 |