Raymond Charles Louis Heche

CE No. AAI942 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Charles Louis Heche, a licensed former licensee with CE reference AAI942. This person has 6.2 years of SFC licence history. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Nivalis Partners Limited
利華信有限公司
RO Type 1 - Dealing in securities 2013-09-04 2019-11-30
Nivalis Partners Limited
利華信有限公司
RO Type 4 - Advising on securities 2013-09-04 2019-11-30
Nivalis Partners Limited
利華信有限公司
RO Type 9 - Asset management 2013-09-04 2019-11-30

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