Raymond Charles Louis Heche
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Charles Louis Heche ( ), CE reference AAI942. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-04 | 2019-11-30 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 4 — Advising on securities | 2013-09-04 | 2019-11-30 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 9 — Asset management | 2013-09-04 | 2019-11-30 |