Peter Tze-Chung Tung
童致中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Tze-Chung Tung (童致中), CE reference ACO908. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2020-06-15 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-18 | 2020-06-15 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2016-11-18 | 2020-06-15 |
| All-Stars Investment Limited | Rep | Type 4 — Advising on securities | 2016-08-11 | 2016-11-17 |
| All-Stars Investment Limited | Rep | Type 9 — Asset management | 2016-08-11 | 2016-11-17 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-12 | 2016-02-15 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-02-15 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 9 — Asset management | 2015-10-12 | 2016-02-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-05-20 | 2011-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-06-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |