Pik Shan Kwok
郭碧珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Shan Kwok (郭碧珊), a licensed former licensee with CE reference AGE250. This person has 11.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-27 | 2017-02-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-27 | 2017-02-02 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-07-21 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-20 | 2014-07-15 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-10-20 | 2014-07-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-31 | 2010-09-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2010-09-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2010-04-12 | 2010-09-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-12-21 | 2010-09-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-27 | 2010-09-24 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | 2005-07-12 | 2006-10-11 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | 2005-07-12 | 2006-10-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Shan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.