Sheila Shao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheila Shao ( ), a licensed former licensee with CE reference AWE431. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-15 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-27 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-27 | 2019-06-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-15 | 2015-11-27 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-15 | 2015-11-27 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 — Asset management | 2011-08-10 | 2015-08-22 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2010-10-26 | 2012-02-24 |