Ka Lok Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Wong (黃家樂), a licensed Responsible Officer with CE reference AQX394. Currently licensed at 1 firm(s): Wyndham Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-05 | present |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-05 | present |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 9 - Asset management | 2017-01-05 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-02 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-07-29 | 2013-03-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2011-07-29 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2011-07-29 | 2013-03-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2011-07-29 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-24 | 2011-07-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-24 | 2011-07-29 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-06-24 | 2011-07-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2011-06-24 | 2011-07-29 |
| Argyle Street Management Limited | RO | Type 9 - Asset management | 2011-04-12 | 2011-06-17 |
| Argyle Street Management Limited | Rep | Type 4 - Advising on securities | 2008-05-30 | 2011-06-17 |
| Argyle Street Management Limited | Rep | Type 9 - Asset management | 2008-05-30 | 2011-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.