Roy Oi Lung Kwok
郭凱龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Oi Lung Kwok (郭凱龍), a licensed former licensee with CE reference AFD745. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | RO | Type 9 — Asset management | 2022-07-04 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | RO | Type 4 — Advising on securities | 2021-10-27 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2020-07-02 | 2023-04-01 |
| Apollo Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-02-19 | 2020-07-01 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-26 | 2019-02-28 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 9 — Asset management | 2018-11-26 | 2019-02-28 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 — Advising on securities | 2016-11-28 | 2018-05-15 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 — Asset management | 2016-11-28 | 2018-05-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-04 | 2016-02-16 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-04 | 2016-02-16 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-04 | 2015-01-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2012-06-04 | 2016-02-16 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-04 | 2015-01-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-26 | 2012-06-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-26 | 2012-06-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-26 | 2012-06-04 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-26 | 2012-06-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-26 | 2012-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-24 | 2012-02-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-24 | 2012-02-16 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-28 | 2010-10-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-25 | 2008-11-13 |