Victor Wing Tai Lai
黎榮泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Wing Tai Lai (黎榮泰), a licensed Responsible Officer with CE reference APZ779. Currently licensed at 1 firm(s): HK Cai Fu Ju Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Cai Fu Ju Asset Management Limited 香港財富聚資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-04 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 - Advising on securities | 2016-06-17 | 2017-08-18 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 - Asset management | 2016-06-17 | 2017-08-18 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-15 | 2016-04-29 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-15 | 2016-04-29 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-07-15 | 2016-04-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-23 | 2015-04-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-02 | 2015-04-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-05 | 2014-04-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-05 | 2014-04-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-05 | 2014-04-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-06 | 2013-07-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-13 | 2013-07-19 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-14 | 2013-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Victor Wing Tai Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.