Hang Fai Yam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Fai Yam (任恒輝), a licensed Responsible Officer with CE reference APW638. Currently licensed at 1 firm(s): Morton Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 4 - Advising on securities | 2025-02-11 | present |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 9 - Asset management | 2025-02-11 | present |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-17 | present |
| Morton Securities Limited 萬基證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-31 | 2025-01-17 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 4 - Advising on securities | 2022-06-22 | 2024-07-31 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 9 - Asset management | 2022-06-22 | 2024-07-31 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-19 | 2024-07-31 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
RO | Type 9 - Asset management | 2021-03-25 | 2021-07-31 |
| ForthTech Capital Limited | RO | Type 4 - Advising on securities | 2020-06-08 | 2021-03-14 |
| ForthTech Capital Limited | RO | Type 9 - Asset management | 2020-06-08 | 2021-03-14 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 4 - Advising on securities | 2016-05-04 | 2020-04-21 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 9 - Asset management | 2016-05-04 | 2020-04-21 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-25 | 2020-04-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-18 | 2015-08-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-12-06 | 2015-08-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-22 | 2015-08-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2012-10-10 | 2015-08-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-19 | 2015-08-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-12 | 2011-07-19 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-12 | 2013-05-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-28 | 2010-11-06 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-25 | 2010-11-06 |
| Fair Eagle Securities Company Limited 天發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-23 | 2009-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hang Fai Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.