Ivan Tak Shing Chan
陳得誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Tak Shing Chan (陳得誠), a licensed former licensee with CE reference AEJ093. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2014-04-16 | 2022-09-29 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-03 | 2022-09-29 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2009-09-03 | 2022-09-29 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-06 | 2009-09-03 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2009-08-06 | 2009-09-03 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-21 | 2009-02-28 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2007-10-29 | 2009-02-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2007-10-29 | 2009-02-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-29 | 2008-05-21 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2007-10-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |