Ming San Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming San Kwok (郭明燊), a licensed Representative with CE reference APR775. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-10-06 | 2016-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-31 | 2014-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-31 | 2014-02-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-27 | 2014-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming San Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.