To Ham Suen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Ham Suen (孫道涵), a licensed Responsible Officer with CE reference APL837. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-17 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-17 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2020-07-17 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 - Asset management | 2020-07-17 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 - Asset management | 2020-07-17 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-23 | 2020-07-17 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2020-04-23 | 2020-07-17 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-01 | 2020-07-17 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-01 | 2020-07-17 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-11-01 | 2020-07-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-08-22 | 2009-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as To Ham Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.