Thomas Tzan Hong Lo
盧湛康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Tzan Hong Lo (盧湛康), a licensed former licensee with CE reference AYW277. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2022-07-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-02-13 | 2022-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Tzan Hong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.